SEC Form 4 · accession 0001437749-16-038426
Stock Yards Bancorp, Inc. · SYBT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nancy B Davis
Officer — Executive V.P., Treasurer
Period of report
Sep 2, 2016
Accepted (ET)
Sep 7, 2016 · 4:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000835324
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 2, 2016 | M | 4,215 | $17.89 | A | 103,734 | D | |
| Common Stock | Sep 2, 2016 | S | 4,215 | $31.754 | D | 99,519 | D | |
| Common Stock | Sep 6, 2016 | M | 3,285 | $17.89 | A | 102,804 | D | |
| Common Stock | Sep 6, 2016 | S | 1,175 | $31.6128 | D | 101,629 | D | |
| Common Stock | holding | — | — | — | 232 | I | By 401k/ESOP-FBO Nancy Davis |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy) | $17.89 | Sep 2, 2016 | M | 4,215 | D | Aug 20, 2007 | Feb 20, 2017 | Common Stock | 4,215 | 3,285 | D |
| Option (right to buy) | $17.89 | Sep 6, 2016 | M | 3,285 | D | Aug 20, 2007 | Feb 20, 2017 | Common Stock | 3,285 | 0 | D |
| Stock Appreciation Right | $15.84 | holding | — | — | — | Mar 15, 2012 | Mar 15, 2021 | Common Stock | 5,226 | 5,226 | D |
| Stock Appreciation Right | $15.24 | holding | — | — | — | Feb 20, 2013 | Feb 20, 2022 | Common Stock | 9,187 | 9,187 | D |
| Stock Appreciation Right | $19.37 | holding | — | — | — | Feb 18, 2015 | Feb 18, 2024 | Common Stock | 7,723 | 7,723 | D |
| Stock Appreciation Right | $22.96 | holding | — | — | — | Mar 17, 2016 | Mar 17, 2025 | Common Stock | 5,959 | 5,959 | D |
| Stock Appreciation Right | $25.76 | holding | — | — | — | Mar 15, 2017 | Mar 15, 2026 | Common Stock | 7,305 | 7,305 | D |