SEC Form 4 · accession 0001437749-16-038336
Stock Yards Bancorp, Inc. · SYBT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nancy B Davis
Officer — Executive V.P., Treasurer
Period of report
Sep 1, 2016
Accepted (ET)
Sep 6, 2016 · 2:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000835324
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jun 8, 2016 | G | 36 | — | D | 93,288 | D | |
| Common StockF1 | Jun 21, 2016 | G | 72 | — | D | 93,216 | D | |
| Common Stock | Sep 1, 2016 | M | 4,800 | $15.58 | A | 98,016 | D | |
| Common Stock | Sep 1, 2016 | M | 4,500 | $14.76 | A | 102,516 | D | |
| Common Stock | Sep 1, 2016 | M | 8,739 | $14.02 | A | 111,255 | D | |
| Common Stock | Sep 1, 2016 | F | 11,736 | $31.94 | D | 99,519 | D | |
| Common StockF2 | holding | — | — | — | 232 | I | By 401k/ESOP-FBO Nancy Davis |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Right | $15.58 | Sep 1, 2016 | M | 4,800 | D | Aug 19, 2008 | Feb 19, 2018 | Common Stock | 4,800 | 0 | D |
| Stock Appreciation Right | $14.76 | Sep 1, 2016 | M | 4,500 | D | Feb 17, 2010 | Feb 17, 2019 | Common Stock | 4,500 | 0 | D |
| Stock Appreciation Right | $14.02 | Sep 1, 2016 | M | 8,739 | D | Feb 16, 2011 | Feb 16, 2020 | Common Stock | 8,739 | 0 | D |
| Option (right to buy) | $17.89 | holding | — | — | — | Aug 20, 2007 | Feb 20, 2017 | Common Stock | 7,500 | 7,500 | D |
| Stock Appreciation Right | $15.84 | holding | — | — | — | Mar 15, 2012 | Mar 15, 2021 | Common Stock | 5,226 | 5,226 | D |
| Stock Appreciation Right | $15.24 | holding | — | — | — | Feb 20, 2013 | Feb 20, 2022 | Common Stock | 9,187 | 9,187 | D |
| Stock Appreciation Right | $19.37 | holding | — | — | — | Feb 18, 2015 | Feb 18, 2024 | Common Stock | 7,723 | 7,723 | D |
| Stock Appreciation Right | $22.96 | holding | — | — | — | Mar 17, 2016 | Mar 17, 2025 | Common Stock | 5,959 | 5,959 | D |
| Stock Appreciation Right | $25.76 | holding | — | — | — | Mar 15, 2017 | Mar 15, 2026 | Common Stock | 7,305 | 7,305 | D |
Explanation of responses
- F1Gifted shares to charitable organization.
- F2Shares adjusted due to 3 for 2 stock split distributed on May 27, 2016.
Remarks
All Share amounts on Table I and Table II as well as exercise pricing in Table II are updated to reflect 3 for 2 split distributed on May 27, 2016.