SEC Form 4 · accession 0001437749-16-036268
Stock Yards Bancorp, Inc. · SYBT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas C Stinnett
Officer — Executive Vice President
Period of report
Aug 1, 2016
Accepted (ET)
Aug 3, 2016 · 11:15 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000835324
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Aug 1, 2016 | M | 4,500 | $17.89 | A | 21,748 | D | |
| Common Stock | Aug 1, 2016 | S | 3,358 | $29.6528 | D | 18,390 | D | |
| Common StockF1 | holding | — | — | — | 399 | I | By Spouse | |
| Common StockF1 | holding | — | — | — | 10,510 | I | KSOP - fbo Thomas Stinnett |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy) | $17.89 | Aug 1, 2016 | M | 4,500 | D | Feb 20, 2008 | Feb 20, 2017 | Common Stock | 4,500 | 0 | D |
| Stock Appreciation Right | $25.76 | holding | — | — | — | Mar 15, 2017 | Mar 15, 2026 | Common Stock | 6,871 | 6,871 | D |
| Stock Appreciation Right | $15.58 | holding | — | — | — | Feb 19, 2009 | Feb 19, 2018 | Common Stock | 3,300 | 3,300 | D |
| Stock Appreciation Right | $14.76 | holding | — | — | — | Feb 17, 2010 | Feb 17, 2019 | Common Stock | 3,000 | 3,000 | D |
| Stock Appreciation Right | $14.02 | holding | — | — | — | Feb 16, 2011 | Feb 16, 2020 | Common Stock | 3,000 | 3,000 | D |
| Stock Appreciation Right | $15.84 | holding | — | — | — | Mar 15, 2012 | Mar 15, 2021 | Common Stock | 4,234 | 4,234 | D |
| Stock Appreciation Right | $15.24 | holding | — | — | — | Feb 20, 2013 | Feb 20, 2022 | Common Stock | 7,758 | 7,758 | D |
| Stock Appreciation Right | $15.26 | holding | — | — | — | Feb 19, 2014 | Feb 19, 2023 | Common Stock | 11,502 | 11,502 | D |
| Stock Appreciation Right | $19.37 | holding | — | — | — | Feb 18, 2015 | Feb 18, 2024 | Common Stock | 6,861 | 6,861 | D |
| Stock Appreciation Right | $22.96 | holding | — | — | — | Mar 17, 2016 | Mar 17, 2025 | Common Stock | 5,481 | 5,481 | D |
Explanation of responses
- F1Shares adjusted due to 3 for 2 stock split distributed on May 27, 2016.
- F2Includes shares acquired through automatic dividend reinvestment.
Remarks
All share amounts on Table I and Table II as well as exercise pricing in Table II are updated to reflect 3 for 2 split distributed on May 27, 2016.