SEC Form 4 · accession 0001437749-16-036185
Stock Yards Bancorp, Inc. · SYBT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kathy C Thompson
Officer — Sr. Executive Vice President · Director
Period of report
Jul 29, 2016
Accepted (ET)
Aug 2, 2016 · 12:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000835324
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jul 29, 2016 | S | 3,100 | $29.59 | D | 44,331 | D | |
| Common Stock | Jul 29, 2016 | M | 1,650 | $14.76 | A | 45,981 | D | |
| Common Stock | Jul 29, 2016 | M | 13,516 | $14.02 | A | 59,497 | D | |
| Common Stock | Jul 29, 2016 | F | 10,058 | $29.54 | D | 49,439 | D | |
| Common StockF1 | holding | — | — | — | 30,886 | I | KSOP-FBO Kathy Thompson |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Right | $14.76 | Jul 29, 2016 | M | 1,650 | D | Feb 17, 2010 | Feb 17, 2019 | Common Stock | 1,650 | 0 | D |
| Stock Appreciation Right | $14.02 | Jul 29, 2016 | M | 13,516 | D | Feb 16, 2011 | Feb 16, 2020 | Common Stock | 13,516 | 0 | D |
| Stock Appreciation Right | $15.84 | holding | — | — | — | Mar 15, 2012 | Mar 15, 2021 | Common Stock | 9,174 | 9,174 | D |
| Stock Appreciation Right | $15.24 | holding | — | — | — | Feb 20, 2013 | Feb 20, 2022 | Common Stock | 15,960 | 15,960 | D |
| Stock Appreciation Right | $19.37 | holding | — | — | — | Feb 18, 2015 | Feb 18, 2024 | Common Stock | 13,180 | 13,180 | D |
| Stock Appreciation Right | $22.96 | holding | — | — | — | Mar 17, 2016 | Mar 17, 2025 | Common Stock | 9,885 | 9,885 | D |
| Stock Appreciation Right | $25.76 | holding | — | — | — | Mar 15, 2017 | Mar 15, 2026 | Common Stock | 11,362 | 11,362 | D |
Explanation of responses
- F1Shares adjusted due to 3 for 2 stock split distributed on May 27, 2016.
- F2Includes shares acquired through automatic dividend reinvestment.
Remarks
All share amounts on Table I and Table II as well as exercise pricing in Table II are updated to reflect the 3 for 2 split distributed on May 27, 2016.