SEC Form 4 · accession 0001437749-16-028626
Stock Yards Bancorp, Inc. · SYBT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kathy C Thompson
Officer — Sr. Executive Vice President · Director
Period of report
Mar 28, 2016
Accepted (ET)
Mar 30, 2016 · 12:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000835324
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 28, 2016 | A | 5,185 | $38.17 | A | 35,342 | D | |
| Common Stock | Mar 28, 2016 | F | 1,844 | $38.17 | D | 33,498 | D | |
| Common StockF1 | holding | — | — | — | 20,591 | I | KSOP-FBO Kathy Thompson |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Right | $22.14 | holding | — | — | — | Feb 17, 2010 | Feb 17, 2019 | Common Stock | 5,500 | 1,100 | D |
| Stock Appreciation Right | $21.03 | holding | — | — | — | Feb 16, 2011 | Feb 16, 2020 | Common Stock | 9,011 | 9,011 | D |
| Stock Appreciation Right | $23.76 | holding | — | — | — | Mar 15, 2012 | Mar 15, 2021 | Common Stock | 6,116 | 6,116 | D |
| Stock Appreciation Right | $22.86 | holding | — | — | — | Feb 20, 2013 | Feb 20, 2022 | Common Stock | 10,640 | 10,640 | D |
| Stock Appreciation Right | $29.05 | holding | — | — | — | Feb 18, 2015 | Feb 18, 2024 | Common Stock | 8,787 | 8,787 | D |
| Stock Appreciation Right | $34.43 | holding | — | — | — | Mar 17, 2016 | Mar 17, 2025 | Common Stock | 6,590 | 6,590 | D |
| Stock Appreciation Right | $38.63 | holding | — | — | — | Mar 15, 2017 | Mar 15, 2026 | Common Stock | 7,575 | 7,575 | D |
Explanation of responses
- F1Includes annual employer contribution