SEC Form 4 · accession 0001437749-16-027918
Stock Yards Bancorp, Inc. · SYBT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David P Heintzman
Officer — Chairman & CEO
Period of report
Mar 15, 2016
Accepted (ET)
Mar 17, 2016 · 10:08 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000835324
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 9, 2016 | G | 345 | $38.22 | D | 102,280 | D | |
| Common Stock | holding | — | — | — | 21,406 | I | By 401k/ESOP-David Heintzman | |
| Common Stock | holding | — | — | — | 4,041 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Right | $38.63 | Mar 15, 2016 | A | 16,533 | A | Mar 15, 2017 | Mar 15, 2026 | Common Stock | 16,533 | 16,533 | D |
| Option (Right to Buy) | $26.83 | holding | — | — | — | Aug 20, 2007 | Feb 20, 2017 | Common Stock | 12,000 | 12,000 | D |
| Stock Appreciation Right | $23.37 | holding | — | — | — | Aug 19, 2008 | Feb 19, 2018 | Common Stock | 13,500 | 13,500 | D |
| Stock Appreciation Right | $22.14 | holding | — | — | — | Feb 17, 2010 | Feb 17, 2019 | Common Stock | 12,300 | 12,300 | D |
| Stock Appreciation Right | $21.03 | holding | — | — | — | Feb 16, 2011 | Feb 16, 2020 | Common Stock | 17,550 | 17,550 | D |
| Stock Appreciation Right | $23.76 | holding | — | — | — | Mar 15, 2012 | Mar 15, 2021 | Common Stock | 14,382 | 14,382 | D |
| Stock Appreciation Right | $22.86 | holding | — | — | — | Feb 20, 2013 | Feb 20, 2022 | Common Stock | 24,274 | 24,274 | D |
| Stock Appreciation Right | $22.89 | holding | — | — | — | Feb 19, 2014 | Feb 19, 2023 | Common Stock | 16,677 | 16,677 | D |
| Stock Appreciation Right | $29.05 | holding | — | — | — | Feb 18, 2015 | Feb 18, 2024 | Common Stock | 19,326 | 19,326 | D |
| Stock Appreciation Right | $34.43 | holding | — | — | — | Mar 17, 2016 | Mar 17, 2025 | Common Stock | 14,495 | 14,495 | D |