SEC Form 4 · accession 0001437749-16-027917
Stock Yards Bancorp, Inc. · SYBT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James A Hillebrand
Officer — President · Director
Period of report
Mar 15, 2016
Accepted (ET)
Mar 17, 2016 · 10:01 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000835324
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 273 | I | Trust-Directors' Deferred Comp Plan | |
| Common Stock | holding | — | — | — | 13,207 | I | KSOP-fbo James Hillebrand | |
| Common Stock | holding | — | — | — | 28,084 | D | ||
| Common Stock | holding | — | — | — | 7,756 | I | IRA-fbo Lynn Hillebrand |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Right | $38.63 | Mar 15, 2016 | A | 9,619 | A | Mar 15, 2017 | Mar 15, 2026 | Common Stock | 9,619 | 9,619 | D |
| Option (right to buy) | $26.83 | holding | — | — | — | Feb 20, 2008 | Feb 20, 2017 | Common Stock | 6,000 | 6,000 | D |
| Stock Appreciation Right | $23.37 | holding | — | — | — | Feb 19, 2009 | Feb 19, 2018 | Common Stock | 4,295 | 4,295 | D |
| Stock Appreciation Right | $22.14 | holding | — | — | — | Feb 17, 2010 | Feb 17, 2019 | Common Stock | 5,000 | 5,000 | D |
| Stock Appreciation Right | $21.03 | holding | — | — | — | Feb 16, 2011 | Feb 16, 2020 | Common Stock | 9,000 | 9,000 | D |
| Stock Appreciation Right | $23.76 | holding | — | — | — | Mar 15, 2012 | Mar 15, 2021 | Common Stock | 7,312 | 7,312 | D |
| Stock Appreciation Right | $22.86 | holding | — | — | — | Feb 20, 2013 | Feb 20, 2022 | Common Stock | 13,067 | 13,067 | D |
| Stock Appreciation Right | $22.89 | holding | — | — | — | Feb 19, 2014 | Feb 19, 2023 | Common Stock | 18,703 | 18,703 | D |
| Stock Appreciation Right | $29.05 | holding | — | — | — | Feb 18, 2015 | Feb 18, 2024 | Common Stock | 10,950 | 10,950 | D |
| Stock Appreciation Right | $34.43 | holding | — | — | — | Mar 17, 2016 | Mar 17, 2025 | Common Stock | 8,213 | 8,213 | D |