SEC Form 4 · accession 0001437749-16-027772
Stock Yards Bancorp, Inc. · SYBT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Croce
Officer — Executive Vice President
Period of report
Mar 15, 2016
Accepted (ET)
Mar 16, 2016 · 9:12 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000835324
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 15, 2016 | F | 25 | $38.63 | D | 3,132 | D | |
| Common Stock | holding | — | — | — | 4,084 | I | by 401k/ESOP-fbo Michael Croce |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy) | $26.83 | holding | — | — | — | Feb 20, 2008 | Feb 20, 2017 | Common Stock | 2,500 | 2,500 | D |
| Stock Appreciation Right | $23.37 | holding | — | — | — | Feb 19, 2009 | Feb 19, 2018 | Common Stock | 1,550 | 1,550 | D |
| Stock Appreciation Right | $22.14 | holding | — | — | — | Feb 17, 2010 | Feb 17, 2019 | Common Stock | 1,500 | 1,500 | D |
| Stock Appreciation Right | $21.03 | holding | — | — | — | Feb 16, 2011 | Feb 16, 2020 | Common Stock | 1,500 | 1,500 | D |
| Stock Appreciation Right | $23.76 | holding | — | — | — | Mar 15, 2012 | Mar 15, 2021 | Common Stock | 1,000 | 1,000 | D |
| Stock Appreciation Right | $22.86 | holding | — | — | — | Feb 20, 2013 | Feb 20, 2022 | Common Stock | 1,000 | 1,000 | D |
| Stock Appreciation Right | $29.16 | holding | — | — | — | Jun 24, 2015 | Jun 24, 2024 | Common Stock | 2,160 | 2,160 | D |
| Stock Appreciation Right | $34.43 | holding | — | — | — | Mar 17, 2016 | Mar 17, 2025 | Common Stock | 2,824 | 2,824 | D |