SEC Form 4 · accession 0001311262-15-000005
Stock Yards Bancorp, Inc. · SYBT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Philip Poindexter
Officer — Executive Vice President
Period of report
Apr 27, 2015
Accepted (ET)
Apr 28, 2015 · 4:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000835324
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 27, 2015 | M | 7,400 | $35.77 | A | 21,353 | D | |
| Common Stock | Apr 27, 2015 | F | 5,666 | $35.77 | D | 15,687 | D | |
| Common Stock | holding | — | — | — | 7,366 | I | ESOP/401k - fbo Philip Poindexter |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Right | $23.37 | Apr 27, 2015 | M | 3,700 | D | Feb 19, 2009 | Feb 19, 2018 | Common Stock | 3,700 | 0 | D |
| Stock Appreciation Right | $22.14 | Apr 27, 2015 | M | 3,700 | D | Feb 17, 2010 | Feb 17, 2019 | Common Stock | 3,700 | 0 | D |
| Option (Right to Buy | $26.83 | holding | — | — | — | Feb 20, 2008 | Feb 20, 2017 | Common Stock | 6,000 | 6,000 | D |
| Stock Appreciation Right | $21.03 | holding | — | — | — | Feb 16, 2011 | Feb 16, 2020 | Common Stock | 6,858 | 6,858 | D |
| Stock Appreciation Right | $23.76 | holding | — | — | — | Mar 15, 2012 | Mar 15, 2021 | Common Stock | 4,097 | 4,097 | D |
| Stock Appreciation Right | $22.86 | holding | — | — | — | Feb 20, 2013 | Feb 20, 2022 | Common Stock | 7,132 | 7,132 | D |
| Stock Appreciation Right | $22.89 | holding | — | — | — | Feb 19, 2014 | Feb 19, 2023 | Common Stock | 5,050 | 5,050 | D |
| Stock Appreciation Right | $29.05 | holding | — | — | — | Feb 18, 2015 | Feb 18, 2024 | Common Stock | 5,915 | 5,915 | D |
| Stock Appreciation Right | $34.43 | holding | — | — | — | Mar 17, 2016 | Mar 17, 2025 | Common Stock | 5,399 | 5,399 | D |