SEC Form 4/A · accession 0001628280-19-001793
MGP INGREDIENTS INC · MGPI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
David E Rindom
Officer — Vice President
Period of report
Jan 22, 2019
Accepted (ET)
Feb 22, 2019 · 6:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000835011
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 22, 2019 | F | 4,500 | $67.32 | D | 18,305 | D | |
| Common Stock | Jan 24, 2019 | M | 15,000 | $0.00 | A | 28,110 | D | |
| Common Stock | holding | — | — | — | 8,840 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2 | — | Jan 24, 2019 | C | 15,000 | A | Jan 22, 2019 | Jan 22, 2019 | Common Stock | 15,000 | 30,000 | D |
Explanation of responses
- F1In connection with a restricted stock unit (RSU) vesting on the transaction date, RSUs were withheld for payment of the resulting tax liability.
- F2Restricted stock units convert into common stock on a one-for-one basis.