SEC Form 4 · accession 0001628280-16-021541
MGP INGREDIENTS INC · MGPI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daryl Schaller
Director
Period of report
Nov 15, 2016
Accepted (ET)
Nov 17, 2016 · 6:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000835011
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 15, 2016 | S | 14,980 | $43.01 | D | 93,857 | I | By Trust |
| Common StockF3 | Nov 15, 2016 | S | 10,020 | $43.93 | D | 83,837 | I | By Trust |
| Common StockF4 | Nov 16, 2016 | S | 5,000 | $45.72 | D | 78,837 | I | By Trust |
| Common StockF5 | Nov 16, 2016 | S | 5,000 | $45.60 | D | 73,837 | I | By Trust |
| Common Stock | holding | — | — | — | 5,000 | I | By IRA | |
| Common StockF2,F6 | holding | — | — | — | 2,258 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.54 to $43.54, inclusive. The reporting person undertakes to provide to MGP Ingredients, Inc., any security holder of MGP Ingredients, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth in this footnote 1.
- F2Balance reflects 72,516 directly-owned shares transferred to trust.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.55 to $44.43, inclusive. The reporting person undertakes to provide to MGP Ingredients, Inc., any security holder of MGP Ingredients, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth in this footnote 3.
- F4The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.28 to $46.02, inclusive. The reporting person undertakes to provide to MGP Ingredients, Inc., any security holder of MGP Ingredients, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth in this footnote 4.
- F5The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.44 to $45.81, inclusive. The reporting person undertakes to provide to MGP Ingredients, Inc., any security holder of MGP Ingredients, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth in this footnote 5.
- F6This reflects an additional 35.709 shares presented to the ESPP in 2016.