SEC Form 4 · accession 0001144204-18-002503
BIOLIFE SOLUTIONS INC · BLFS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Aby J. Mathew
Officer — Sr. VP & Chief Tech. Officer
Period of report
Jan 16, 2018
Accepted (ET)
Jan 17, 2018 · 6:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000834365
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 16, 2018 | M | 7,142 | $0.701 | A | 158,880 | D | |
| Common Stock | Jan 16, 2018 | M | 7,142 | $0.561 | A | 166,022 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $0.701 | Jan 16, 2018 | M | 7,142 | D | — | Feb 11, 2018 | Common Stock | 7,142 | 0 | D |
| Stock Option (right to buy)F2 | $0.561 | Jan 16, 2018 | M | 7,142 | D | — | Nov 5, 2018 | Common Stock | 7,142 | 0 | D |
Explanation of responses
- F1Exercisable in four equal annual installments commencing on 02/11/2009
- F2Exercisable in four equal annual installments commencing on 11/05/2009