SEC Form 4 · accession 0001144204-18-000675
BIOLIFE SOLUTIONS INC · BLFS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Raymond W Cohen
Director
Period of report
Jan 1, 2018
Accepted (ET)
Jan 3, 2018 · 9:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000834365
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 1, 2018 | A | 15,000 | — | A | 62,531 | D | |
| Common StockF3 | Jan 3, 2018 | A | 3,125 | — | A | 65,656 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The restricted stock was granted pursuant to the BioLife Solutions 2013 Performance Incentive Plan and vests 25% on the first anniversary of the grant date and thereafter quarterly, in 12 equal quarterly installments.
- F2Since the date of the reporting person's last ownership report, he transferred 10,537 shares of the issuer's common stock and options to purchase 21,425 shares of the issuer's common stock to his ex-wife pursuant to a domestic relations order. The reporting person no longer reports as beneficially owned any securities owned by his ex-wife.
- F3The shares of common stock were issued to the reporting person pursuant to the BioLife Solutions 2013 Performance Incentive Plan in lieu of receiving $18,750 of director fees for the quarter at a price per share based upon the closing stock price of the issuer's common stock on the last day of the quarter.