SEC Form 4 · accession 0001144204-17-036095
BIOLIFE SOLUTIONS INC · BLFS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Jun 30, 2017
Accepted (ET)
Jul 7, 2017 · 4:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000834365
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Series A Nonconvertible Preferred StockF1 | Jun 30, 2017 | J | 4,250 | — | A | 4,250 | I | By WAVI Holdings AG |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares of Series A nonconvertible preferred stock were issued on July 5, 2017 to WAVI Holdings AG, a wholly owned entity of the reporting person ("WAVI"), in exchange for the cancellation of a previously issued promissory note of the issuer in the name of WAVI in the amount of $4,250,000 including principal and accrued interest thereon through June 1, 2017. Such exchange was pursuant to an agreement between the issuer and WAVI dated June 30, 2017.