SEC Form 4 · accession 0001144204-17-007170
BIOLIFE SOLUTIONS INC · BLFS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Feb 6, 2017
Accepted (ET)
Feb 9, 2017 · 7:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000834365
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 6, 2017 | M | 17,857 | $1.12 | A | 2,737,054 | I | By Taurus |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $1.12 | Feb 6, 2017 | M | 17,857 | D | Feb 7, 2007 | Feb 6, 2017 | Common Stock | 17,857 | 0 | D |
Explanation of responses
- F1The shares of common stock were issued to Taurus4757 GmbH, a wholly owned entity of the reporting person, upon exercise of the options held by the reporting person.