SEC Form 4 · accession 0001140361-16-077859
BIOLIFE SOLUTIONS INC · BLFS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Aug 8, 2016
Accepted (ET)
Aug 25, 2016 · 4:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000834365
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Aug 8, 2016 | X | 71,428 | $0.84 | A | 3,676,074 | I | By WAVI Holdings AG |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Share Warrants (right to buy) | $0.84 | Aug 8, 2016 | X | 71,428 | D | Aug 8, 2011 | Aug 30, 2016 | Common Stock | 71,428 | 0 | D |