SEC Form 4 · accession 0001140361-16-065486
BIOLIFE SOLUTIONS INC · BLFS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
May 12, 2016
Accepted (ET)
May 16, 2016 · 1:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000834365
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrants (right to buy)F1,F2 | $1.75 | May 12, 2016 | P | 550,000 | A | May 12, 2016 | May 12, 2021 | Common Stock | 550,000 | 550,000 | I |
Explanation of responses
- F1The warrants are received as partial consideration of a loan transaction.
- F2The warrants are owned directly by WAVI, a 10% owner of the Issuer, and indirectly by the Reporting Person as sole owner of WAVI. The Reporting Person is a 10% owner of the Issuer.
Remarks
Exhibit 24.1 - Power of Attorney for Walter Villiger Exhibit 24.2 - Power of Attorney for WAVI Holding AG