SEC Form 4 · accession 0001567619-19-006773
REPUBLIC FIRST BANCORP INC · FRBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tracie Young
Officer — Chief Risk Officer
Period of report
Aug 7, 2018
Accepted (ET)
Mar 13, 2019 · 11:52 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000834285
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 7, 2018 | M | 12,000 | $3.68 | A | 13,425 | D | |
| Common Stock | Aug 7, 2018 | S | 12,000 | $7.74 | D | 1,425 | D | |
| Common Stock | Aug 7, 2018 | M | 6,000 | $3.55 | A | 7,425 | D | |
| Common Stock | Aug 7, 2018 | S | 6,000 | $7.74 | D | 1,425 | D | |
| Common Stock | Aug 7, 2018 | M | 6,000 | $3.99 | A | 7,425 | D | |
| Common Stock | Aug 7, 2018 | S | 6,000 | $7.74 | D | 1,425 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase Common StockF1 | $3.68 | Aug 7, 2018 | M | 12,000 | D | — | Feb 28, 2024 | Common Stock | 12,000 | 0 | D |
| Option to Purchase Common StockF2 | $3.55 | Aug 7, 2018 | M | 6,000 | D | — | Mar 12, 2025 | Common Stock | 6,000 | 3,000 | D |
| Option to Purchase Common StockF3 | $3.99 | Aug 7, 2018 | M | 6,000 | D | — | Feb 23, 2026 | Common Stock | 6,000 | 6,000 | D |
Explanation of responses
- F125% exercisable on 2/28/15; 25% on 2/28/16; 25% on 2/28/17; 25% on 2/28/18
- F225% exercisable on 3/12/16; 25% on 3/12/17; 25% on 3/12/18; 25% on 3/12/19
- F325% exercisable on 2/23/17; 25% on 2/23/18; 25% on 2/23/19; 25% on 2/23/20