SEC Form 4 · accession 0001140361-15-002338
RESOURCE AMERICA, INC. · REXI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas C Elliott
Officer — SVP & CFO
Period of report
Jan 16, 2015
Accepted (ET)
Jan 21, 2015 · 4:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000083402
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 16, 2015 | A | 39,458 | $0.00 | A | 157,047 | D | |
| Common StockF3 | holding | — | — | — | 6,109 | I | As UTMA Custodian for daughter | |
| Common Stock | holding | — | — | — | 41,212 | I | By 401K Plan Account |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The undersigned was granted restricted stock under the Company's Amended and Restated Omnibus Equity Compensation Plan. The stock vests in full over four years, with 25% vesting per year.
- F285,059 shares remain subject to vesting.
- F3The reporting person disclaims beneficial ownership of these shares.