SEC Form 4 · accession 0001225208-15-021067
Johnson Controls International plc · JCI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lawrence B Costello
Officer — EVP Human Resources
Period of report
Nov 16, 2015
Accepted (ET)
Nov 18, 2015 · 4:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000833444
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Nov 16, 2015 | F | 8,587 | $35.47 | D | 76,848 | D | |
| Common SharesF1 | Nov 17, 2015 | M | 300 | $25.832 | A | 77,148 | D | |
| Common SharesF1 | Nov 17, 2015 | S | 300 | $36.00 | D | 76,848 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $25.832 | Nov 17, 2015 | M | 300 | D | — | Mar 6, 2022 | Common Shares | 300 | 31,950 | D |
Explanation of responses
- F1Transactions pursuant to a Rule 10b5-1 plan executed on August 4, 2015
- F2Options became exercisable in equal installments on the first, second, third and fourth anniversary of the grant date.