SEC Form 4 · accession 0001225208-15-019671
Johnson Controls International plc · JCI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lawrence B Costello
Officer — EVP Human Resources
Period of report
Oct 15, 2015
Accepted (ET)
Oct 16, 2015 · 4:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000833444
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Oct 15, 2015 | M | 14,333 | $25.832 | A | 79,654 | D | |
| Common SharesF1,F2 | Oct 15, 2015 | S | 14,333 | $36.0359 | D | 65,321 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $25.832 | Oct 15, 2015 | M | 14,333 | D | — | Mar 6, 2022 | Common Shares | 14,333 | 32,250 | D |
Explanation of responses
- F1Transactions pursuant to a Rule 10b5-1 plan executed on August 4, 2015
- F2Price reported is a weighted average price. Shares were sold in multiple transactions at prices ranging from $36.00 to $36.22, inclusive. Reporting person will, upon request, supply the SEC Staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F3Options became exercisable in equal installments on the first, second, third and fourth anniversary of the grant date.