SEC Form 4 · accession 0001225208-15-019547
Johnson Controls International plc · JCI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Girish D Rishi
Officer — EVP, NA Install & Services
Period of report
Oct 12, 2015
Accepted (ET)
Oct 14, 2015 · 4:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000833444
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Oct 12, 2015 | A | 5,543 | $0.00 | A | 16,080 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $36.08 | Oct 12, 2015 | A | 52,294 | A | — | Oct 11, 2025 | Common Shares | 52,294 | 52,294 | D |
Explanation of responses
- F1Reflects grant of restricted stock units that, subject to acceleration upon certain events, vest in four equal installments on each of the first, second, third and fourth anniversary of the grant date. Restricted stock units accrue dividend equivalent units and convert to common shares upon vesting.
- F2Subject to acceleration upon certain events, options become exercisable in four equal installments on each of the first, second, third and fourth anniversary of the grant date.