SEC Form 4 · accession 0001225208-15-016756
Johnson Controls International plc · JCI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Judith A Reinsdorf
Officer — EVP and General Counsel
Period of report
Aug 12, 2015
Accepted (ET)
Aug 12, 2015 · 5:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000833444
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Aug 12, 2015 | M | 46,990 | $26.3706 | A | 246,191 | D | |
| Common Shares | Aug 12, 2015 | M | 44,648 | $25.2726 | A | 290,839 | D | |
| Common Shares | Aug 12, 2015 | M | 24,620 | $14.3319 | A | 315,459 | D | |
| Common SharesF1 | Aug 12, 2015 | S | 116,258 | $37.7117 | D | 199,201 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $25.2726 | Aug 12, 2015 | M | 44,648 | D | — | May 9, 2017 | Common Shares | 44,648 | 0 | D |
| Stock Option (Right to Buy)F2 | $26.3706 | Aug 12, 2015 | M | 46,990 | D | — | Jul 1, 2017 | Common Shares | 46,990 | 0 | D |
| Stock Option (Right to Buy)F2 | $14.3319 | Aug 12, 2015 | M | 24,620 | D | — | Oct 6, 2018 | Common Shares | 24,620 | 0 | D |
Explanation of responses
- F1Price reported is a weighted average price. Shares were sold in multiple transactions at prices ranging from $37.625 to $37.755, inclusive. Reporting person will, upon request, supply the SEC Staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F2Options became exercisable in equal installments on the first, second, third and fourth anniversary of the grant date