SEC Form 4 · accession 0001225208-15-016515
Johnson Controls International plc · JCI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lawrence B Costello
Officer — EVP Human Resources
Period of report
Aug 5, 2015
Accepted (ET)
Aug 5, 2015 · 4:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000833444
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Aug 5, 2015 | M | 17,918 | $25.832 | A | 77,492 | D | |
| Common Shares | Aug 5, 2015 | S | 17,918 | $38.45 | D | 59,574 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $25.832 | Aug 5, 2015 | M | 17,918 | D | — | Mar 6, 2022 | Common Shares | 17,918 | 60,916 | D |
Explanation of responses
- F1Options became exercisable in equal installments on the first, second, third and fourth anniversary of the grant date