SEC Form 4 · accession 0001225208-15-007113
Johnson Controls International plc · JCI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
George Oliver
Officer — CEO · Director
Period of report
Mar 4, 2015
Accepted (ET)
Mar 6, 2015 · 3:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000833444
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Mar 4, 2015 | M | 22,586 | $26.3706 | A | 343,496 | D | |
| Common SharesF1,F2 | Mar 4, 2015 | S | 22,586 | $42.6939 | D | 320,910 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $26.3706 | Mar 4, 2015 | M | 22,586 | D | — | Jul 1, 2017 | Common Shares | 22,586 | 112,935 | D |
Explanation of responses
- F1Transactions pursuant to a Rule 10b5-1 plan executed on July 30, 2014
- F2Price reported is a weighted average price. Shares were sold in multiple transactions at prices ranging from $42.47 to $43.00, inclusive. Reporting person will, upon request, supply the SEC Staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F3Options became exercisable in equal installments on the first, second, third and fourth anniversary of the grant date in July 2007