SEC Form 4/A · accession 0001127602-19-001321
Johnson Controls International plc · JCI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
George Oliver
Officer — Chairman & CEO
Period of report
Dec 6, 2018
Accepted (ET)
Jan 4, 2019 · 4:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000833444
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF1,F2,F3 | Dec 6, 2018 | A | 71,129 | $0.00 | A | 835,900 | D | |
| Ordinary SharesF3 | Dec 7, 2018 | F | 8,743 | $32.66 | D | 827,157 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects grant of restricted share units. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting.
- F2Each restricted share unit is the economic equivalent of one ordinary share of JCI.
- F3This Form 4/A is being filed to correct the number of shares beneficially owned as a result of the previously reported transactions.