SEC Form 4 · accession 0001127602-17-027143
Johnson Controls International plc · JCI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey M Williams
Officer — VP & Pres Bldg Sol EMEA LatAm
Period of report
Sep 5, 2017
Accepted (ET)
Sep 7, 2017 · 5:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000833444
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Sep 5, 2017 | M | 39,071 | $37.05 | A | 277,585 | D | |
| Ordinary Shares | Sep 5, 2017 | D | 39,071 | $40.00 | D | 238,514 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $37.05 | Sep 5, 2017 | M | 39,071 | D | Oct 1, 2009 | Oct 1, 2017 | Ordinary Shares | 39,071 | 0 | D |