SEC Form 4/A · accession 0001127602-17-011457
Johnson Controls International plc · JCI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Jeffrey A Joerres
Director
Period of report
Sep 2, 2016
Accepted (ET)
Mar 13, 2017 · 5:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000833444
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF1,F2 | Sep 2, 2016 | A | 11,464 | — | A | 11,464 | D | |
| Ordinary SharesF3,F2 | Sep 2, 2016 | A | 1,970 | — | A | 1,970 | I | By Spouse as Trustee of TR |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This report on Form 4/A amends the original Form 4 filed by the Reporting Person on September 7, 2016 and is being filed to correct the originally reported acquisition of 1,970 ordinary shares.
- F2Shares acquired in connection with the closing of the merger between Johnson Controls, Inc. ("Johnson Controls") and Johnson Controls International plc (formerly Tyco International plc) ("JCI plc") (the "merger"), pursuant to which each share of Johnson Controls was converted into 0.8357 ordinary shares of JCI plc and $5.7293 in cash.
- F3This report on Form 4/A amends the original Form 4 filed by the Reporting Person on September 7, 2016 and is being filed to correct the originally reported acquisition of 11,464 ordinary shares.