SEC Form 4/A · accession 0001127602-16-070143
Johnson Controls International plc · JCI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Alex A Molinaroli
Officer — Chairman & CEO
Period of report
Dec 7, 2016
Accepted (ET)
Dec 15, 2016 · 4:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000833444
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF1 | Dec 7, 2016 | F | 76,718 | $44.27 | D | 1,293,766 | D | |
| Ordinary SharesF2 | holding | — | — | — | 25,625 | I | By 401k Plan Trustee |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This report on Form 4/A amends the original Form 4 filed by the Reporting Person on December 9, 2016 and is being filed to correct the originally reported disposition of 63,476 ordinary shares.
- F2The number of underlying securities is based on the stock fund balance. The actual number of shares issuable upon the distribution date is not determinable since the fund is a unitized account consisting of 96% company shares and 4% money market fund.