SEC Form 4/A · accession 0001127602-16-064657
Johnson Controls International plc · JCI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Joseph A Walicki
Officer — Vice President & President, PS
Period of report
Sep 2, 2016
Accepted (ET)
Oct 11, 2016 · 6:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000833444
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF1,F2 | Sep 2, 2016 | A | 89,308 | — | A | 89,308 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This report on Form 4/A amends the original Form 4 filed by the Reporting Person on September 7, 2016 and is being filed to correct the originally reported acquisition of 89,151.22 ordinary shares in connection with the merger.
- F2Shares acquired in connection with the closing of the merger between Johnson Controls, Inc. ("Johnson Controls") and Johnson Controls International plc (formerly Tyco International plc) ("JCI plc") (the "merger"), pursuant to which each share of Johnson Controls was converted into 0.8357 ordinary shares of JCI plc and $5.7293 in cash.