SEC Form 4 · accession 0001127602-16-062426
Johnson Controls International plc · JCI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Alex A Molinaroli
Officer — Chairman & CEO
Period of report
Sep 8, 2016
Accepted (ET)
Sep 12, 2016 · 6:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000833444
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF1 | Sep 8, 2016 | A | 146,247 | $0.00 | A | 462,095 | D | |
| Ordinary SharesF1 | Sep 8, 2016 | A | 417,885 | $0.00 | A | 879,980 | D | |
| Ordinary SharesF2 | holding | — | — | — | 22,416 | I | By 401k Plan Trustee |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects grant of restricted stock units that, subject to certain forfeiture and accelerated vesting provisions, will vest 30 months from the grant date. Restricted stock units accrue dividend equivalent units and convert to ordinary shares upon vesting.
- F2The number of underlying securities is based on the stock fund balance. The actual number of shares issuable upon the distribution date is not determinable since the fund is a unitized account consisting of 96% company shares and 4% money market fund.