SEC Form 4 · accession 0001127602-16-062416
Johnson Controls International plc · JCI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph A Walicki
Officer — Vice President & President, PS
Period of report
Sep 8, 2016
Accepted (ET)
Sep 12, 2016 · 6:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000833444
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF1 | Sep 8, 2016 | A | 14,478 | $0.00 | A | 103,629 | D | |
| Ordinary SharesF1 | Sep 8, 2016 | A | 31,341 | $0.00 | A | 134,970 | D | |
| Ordinary SharesF2 | holding | — | — | — | 3,693 | I | By 401k Plan Trustee |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects grant of restricted stock units. Restricted stock units accrue dividend equivalent units and convert to ordinary shares upon vesting.
- F2The number of underlying securities is based on the stock fund balance. The actual number of shares issuable upon the distribution date is not determinable since the fund is a unitized account consisting of 96% company shares and 4% money market fund.