SEC Form 4 · accession 0001437749-17-010078
Applied Minerals, Inc. · AMNL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mario Concha
Director
Period of report
May 23, 2017
Accepted (ET)
May 25, 2017 · 2:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000008328
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | May 24, 2017 | A | 50,000 | $0.036 | A | 1,149,332 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| COMMON STOCK OPTION (RIGHT TO BUY) | $0.25 | May 23, 2017 | A | 50,000 | A | May 23, 2017 | May 23, 2022 | COMMON STOCK | 50,000 | 1,023,885 | D |
| COMMON STOCK OPTION (RIGHT TO BUY) | $0.25 | May 24, 2017 | A | 50,000 | A | May 24, 2017 | May 24, 2022 | COMMON STOCK | 50,000 | 1,073,885 | D |
Explanation of responses
- F1Annual stock grant for 2017
- F2Option grant in lieu of cash for fee earned as director for three months ended March 31, 2017.
- F3Option grant in lieu of cash for fee earned as director for three months ended June 30, 2017.