SEC Form 4 · accession 0001437749-16-035050
Applied Minerals, Inc. · AMNL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Betz
Director
Period of report
May 11, 2016
Accepted (ET)
Jul 8, 2016 · 6:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000008328
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| COMMON STOCK OPTION (RIGHT TO BUY)F1 | $0.25 | May 11, 2016 | A | 100,000 | A | May 11, 2016 | May 11, 2021 | COMMON STOCK | 100,000 | 478,752 | D |
Explanation of responses
- F1Mr. Betz was granted 100,000 options for work to be performed as a member of the Company's Operations Committee.