SEC Form 4 · accession 0001437749-16-023851
Applied Minerals, Inc. · AMNL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Zamani Ali
Director
Period of report
Jan 19, 2016
Accepted (ET)
Jan 20, 2016 · 4:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000008328
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| COMMON STOCK OPTION (RIGHT TO BUY)F1 | $0.30 | Jan 19, 2016 | A | 81,522 | A | Jan 19, 2017 | Jan 18, 2021 | COMMON STOCK | 81,522 | 173,099 | D |
Explanation of responses
- F1On January 19, 2016 Mr. Zamani was granted an option to purchase 81,522 shares of common stock. The option is an annual grant. 50% of the options will vest on the first anniversary of the grant. The remaining 50% will vest on the second anniversary of the grant. The option grant was approved by the Board of Directors of Applied Minerals Inc.