SEC Form 4 · accession 0001437749-16-023325
Applied Minerals, Inc. · AMNL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Betz
Director
Period of report
Jan 5, 2016
Accepted (ET)
Jan 7, 2016 · 4:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000008328
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| COMMON STOCK OPTION (RIGHT TO BUY)F1 | $0.285 | Jan 5, 2016 | A | 33,937 | A | Jan 5, 2016 | Jan 4, 2021 | COMMON STOCK | 33,937 | 133,937 | D |
Explanation of responses
- F1On January 5, 2016 Mr. Betz was granted an option to purchase 33,937 shares of common stock. The option was granted as payment of 50% his Director fees for the first quarter of 2016. The option vested on January 5, 2016 and the term of the option is 5 years. The option grant was approved by the Board of Directors of Applied Minerals, Inc.