SEC Form 4 · accession 0001437749-18-017852
MAM SOFTWARE GROUP, INC. · MAMS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William Austin Lewis IV
Director
Period of report
Oct 1, 2018
Accepted (ET)
Oct 2, 2018 · 8:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000832488
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF3,F2 | Oct 1, 2018 | A | 1,956 | $6.97 | A | 25,099 | I | Lewis Asset Management Corporation |
| Common StockF1 | holding | — | — | — | 343,963 | I | Lewis Opportunity Fund, LP | |
| Common Stock | holding | — | — | — | 606,441 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares of the issuer's common stock are beneficially owned by Lewis Opportunity Fund, LP, of which Lewis Asset Management Corporation is the investment manager and has the power to direct its affairs. The reporting person is the sole manager and principal of Lewis Asset Management Corporation.
- F2These shares of the issuer's common stock are beneficially owned by Lewis Asset Management Corporation, of which the reporting person is the sole manager and principal.
- F3The shares were received as compensation for the reporting person's service as a member of the issuer's board of directors for the 1st quarter of the fiscal year ending June 30, 2019, pursuant to the issuer's 2017 Equity Incentive Plan.