SEC Form 4 · accession 0001437749-18-017410
MAM SOFTWARE GROUP, INC. · MAMS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William Austin Lewis IV
Director
Period of report
Sep 24, 2018
Accepted (ET)
Sep 25, 2018 · 10:14 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000832488
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 24, 2018 | S | 122,000 | $7.50 | D | 343,963 | I | Lewis Opportunity Fund, LP |
| Common StockF2 | holding | — | — | — | 23,143 | I | Lewis Asset Management Corporation | |
| Common Stock | holding | — | — | — | 606,441 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares of the issuer's common stock are beneficially owned by Lewis Opportunity Fund, LP, of which Lewis Asset Management Corporation is the investment manager and has the power to direct its affairs. The reporting person is the sole manager and principal of Lewis Asset Management Corporation.
- F2These shares of the issuer's common stock are beneficially owned by Lewis Asset Management Corporation, of which the reporting person is the sole manager and principal.