SEC Form 4/A · accession 0001437749-18-002792
MAM SOFTWARE GROUP, INC. · MAMS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
William Austin Lewis IV
Director
Period of report
Jan 5, 2018
Accepted (ET)
Feb 16, 2018 · 4:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000832488
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 5, 2018 | A | 2,135 | $6.03 | A | 18,873 | I | Lewis Asset Management Corporation |
| Common StockF1,F3 | holding | — | — | — | 709,963 | I | Lewis Opportunity Fund, LP | |
| Common StockF1 | holding | — | — | — | 606,441 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This amendment to the Form 4 filed on January 8, 2018, corrects the number of shares directly and indirectly owned by the reporting person through affiliated entities, which were inadvertently omitted from certain prior filings even though the reporting person's beneficial ownership has been fully disclosed in the issuer's proxies.
- F2These shares of the issuer's common stock are beneficially owned by Lewis Asset Management Corporation, of which the reporting person is the sole manager and principal.
- F3These shares of the issuer's common stock are beneficially owned by the Lewis Opportunity Fund, LP, of which the Lewis Asset Management Corporation is the investment manager and has the power to direct the affairs of the Lewis Opportunity Fund, LP.