SEC Form 4 · accession 0001437749-17-016828
MAM SOFTWARE GROUP, INC. · MAMS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William Austin Lewis IV
Director
Period of report
Oct 3, 2017
Accepted (ET)
Oct 4, 2017 · 9:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000832488
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Oct 3, 2017 | A | 2,135 | $6.03 | A | 16,738 | I | Lewis Asset Management Corp. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares were received as compensation for Mr. Lewis' service as a member of the Board of Directors of the Issuer for the 1st quarter of fiscal year 2018, ending June 30, 2018, pursuant to the Issuer's previously disclosed 2017 Equity Incentive Plan.
- F2These common stock are beneficially owned by Lewis Asset Management Corp. Mr. Lewis is a principal of Lewis Asset Management Corp.