SEC Form 4 · accession 0001437749-17-011227
MAM SOFTWARE GROUP, INC. · MAMS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William Austin Lewis IV
Director
Period of report
Jun 12, 2017
Accepted (ET)
Jun 14, 2017 · 6:02 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000832488
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jun 12, 2017 | S | 122,296 | $6.15 | D | 831,963 | I | Lewis Opportunity Fund, LP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On the Form 4 filed on behalf of Mr. Lewis on March 1, 2017, Column 5 of Table I incorrectly reported the amount of securities beneficially owned following reported transaction as 954,577. The correct number of shares beneficially owned following reported transaction on that March 1, 2017 Form 4, upon which the amount of securities beneficially owned following reported transaction reported herein is based, was 954,259.
- F2These shares are beneficially owned by Lewis Opportunity Fund, LP, for which Lewis Asset Management Corp. is the investment manager. Mr. Lewis is the portfolio manager and general partner of Lewis Asset Management Corp.