SEC Form 4 · accession 0001437749-17-000508
MAM SOFTWARE GROUP, INC. · MAMS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William Austin Lewis IV
Director
Period of report
Jan 9, 2017
Accepted (ET)
Jan 11, 2017 · 12:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000832488
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 9, 2017 | D | 2,793 | $6.43 | D | 10,411 | I | Lewis Asset Management Corp. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares were received as compensation for Mr. Lewis' service as a member of the Board of Directors of the Issuer for the 2nd quarter of fiscal year 2017, ending December 31, 2016, pursuant to the Issuer's previously disclosed outside director's equity compensation plan.
- F2These common stock are beneficially owned by Lewis Asset Management Corp. Mr. Lewis is the portfolio manager and general partner of Lewis Asset Management Corp.