SEC Form 4 · accession 0001437749-16-042613
MAM SOFTWARE GROUP, INC. · MAMS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William Austin Lewis IV
Director
Period of report
Nov 22, 2016
Accepted (ET)
Nov 23, 2016 · 5:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000832488
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 22, 2016 | D | 122,000 | $6.271 | D | 1,077,067 | I | Lewis Opportunity Fund, LP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares are beneficially owned by Lewis Opportunity Fund, LP, for which Lewis Asset Management Corp. is the investment manager. Mr. Lewis is the portfolio manager and general partner of Lewis Asset Management Corp.