SEC Form 4 · accession 0001144204-16-111794
MAM SOFTWARE GROUP, INC. · MAMS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William Austin Lewis IV
Director
Period of report
Jul 1, 2016
Accepted (ET)
Jul 6, 2016 · 7:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000832488
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Jul 1, 2016 | A | 1,395 | $5.99 | A | 6,223 | I | Lewis Asset Management Corp. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares were received as compensation for Mr. Lewis' service as a member of the Board of Directors of the Issuer for the 4th quarter of fiscal year 2016, ending June 30, 2016, pursuant to the Issuer's previously disclosed outside director's equity compensation plan.
- F2Reporting Person identified a clerical error on the Form 4 filed on the Reporting Person's behalf on April 5, 2016, that under-reported the April 1, 2016 grant by ten (10) shares. This filing reflects a correction of the previously reported shares beneficially owned by the Reporting Person.
- F3These common stock are beneficially owned by Lewis Asset Management Corp. Mr. Lewis is the portfolio manager and general partner of Lewis Asset Management Corp.