SEC Form 4 · accession 0001144204-15-071366
MAM SOFTWARE GROUP, INC. · MAMS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
William Austin Lewis IV
Director
Period of report
Dec 14, 2015
Accepted (ET)
Dec 16, 2015 · 6:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000832488
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 14, 2015 | D | 70,490 | $7.50 | D | 601,477 | D | |
| Common StockF2,F3 | Dec 14, 2015 | D | 140,018 | $7.50 | D | 1,199,067 | I | Lewis Opportunity Fund, LP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were disposed of by Mr. Lewis upon the completion of a cash tender offer by MAM Software Group, Inc., the issuer of the shares, to its shareholders.
- F2These shares were disposed of by the Lewis Opportunity Fund, LP upon the completion of a cash tender offer by MAM Software Group, Inc., the issuer of the shares, to its shareholders.
- F3These common stock are beneficially owned by Lewis Opportunity Fund, LP, for which Lewis Asset Management Corp. is the investment manager. Mr. Lewis is the portfolio manager and general partner of Lewis Asset Management Corp.