SEC Form 4 · accession 0001144204-15-001826
MAM SOFTWARE GROUP, INC. · MAMS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gerald M Czarnecki
Director
Period of report
Jan 7, 2015
Accepted (ET)
Jan 12, 2015 · 4:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000832488
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 7, 2015 | A | 2,393 | $3.42 | A | 424,816 | D | |
| Common StockF2,F3 | Jan 7, 2015 | A | 1,583 | $5.75 | A | 427,399 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares were received as compensation for Mr. Czarnecki's service as a member of the Board of Directors of the Issuer for the 2nd quarter of fiscal year 2015, ending December 31, 2014, pursuant to the Issuer's previously disclosed outside director's equity compensation plan.
- F2The shares were received as equity in lieu of cash compensation, for Mr. Czarnecki's service as a member of the Board of Directors of the Issuer for the 2nd quarter of fiscal year 2015, ending December 31, 2014.
- F3On 07/12/10, the Issuer incorrectly reported, on a Form 4 filing, the amount of securities beneficially owned by Mr. Czarnecki to be 1,112,103. The correct number of securities beneficially owned by Mr. Czarnecki, at that time, was 1,122,103, a difference of 10,000 shares. Thereafter, the Issuer effectuated a one-for-one hundred reverse stock split, followed by a ten-for-one forward stock split. The number referenced by this footnote has been adjusted up by 1,000 to reflect the original error and the subsequent reverse and forward stock splits.