SEC Form 4 · accession 0001209191-15-057212
HSBC USA INC /MD/ · HUSI PR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Phillip D Ameen
Director
Period of report
Jun 26, 2015
Accepted (ET)
Jun 29, 2015 · 6:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000083246
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| HSBC USA Inc. $2.8575 Cumulative Preferred Stock (HUSI PR-Z) | Jun 26, 2015 | J | 31 | $50.00 | D | 0 | D |
Table II — derivative securities
No Table II lines on this filing.
Remarks
Disposal as a result of HSBC USA Inc. redemption Phillip D. Ameen remains a Director and continues to be subject to Section 16 reporting obligations.