SEC Form 4 · accession 0001209191-16-116065
PROVIDENCE & WORCESTER RAILROAD CO/RI/ · PWX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frank W Barrett
Director
Period of report
Apr 27, 2016
Accepted (ET)
Apr 28, 2016 · 11:36 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000831968
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Options (right to buy) | $16.49 | Apr 27, 2016 | A | 1,000 | A | Apr 26, 2017 | Apr 27, 2026 | Common Stock | 1,000 | 1,000 | D |