SEC Form 4 · accession 0001140361-15-045767
PROVIDENCE & WORCESTER RAILROAD CO/RI/ · PWX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
P Scott Conti
Officer — President · Director
Period of report
Dec 29, 2015
Accepted (ET)
Dec 29, 2015 · 11:05 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000831968
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 29, 2015 | M | 383 | $14.90 | A | 12,380 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Right to Buy Employee Stock Option | $14.90 | Dec 29, 2015 | M | 383 | D | Jul 3, 2006 | Jan 3, 2016 | Common | 383 | 0 | D |