SEC Form 4 · accession 0001140361-15-044172
PROVIDENCE & WORCESTER RAILROAD CO/RI/ · PWX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
David J McQuade
Director
Period of report
Dec 10, 2015
Accepted (ET)
Dec 10, 2015 · 4:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000831968
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 10, 2015 | M | 100 | $13.96 | A | 1,600 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Right to Buy Employee Stock Option | $13.96 | Dec 10, 2015 | M | 100 | D | Jul 3, 2013 | Jan 3, 2023 | Common | 100 | 0 | D |